Regulatory Compliance

21 CFR Part 11 Compliance

Regulatory compliance built in from the ground up to ensure your GxP documentation meets the most rigorous standards.

Built for Compliance

Key Compliance Features

Docufen is designed from the ground up to meet the requirements of 21 CFR Part 11, ensuring your GxP documentation is completed with fully compliant data entries.

Electronic Signatures

Microsoft authentication and comprehensive user verification

Complete Audit Trails

Capturing all document actions, changes, and signatures

Data Integrity Controls

Ensuring content remains attributable, legible, contemporaneous, original, and accurate

Role-Based Access

Limiting system functionality based on authorised user roles

Documentation Error Elimination

Preventing common mistakes through compulsory reason-for-change and strike-through formatting

Automatic Logs Generation

Including audit logs, attachment tracking, and user (signature) logs

Regulatory Framework

Docufen's Response to Regulatory Requirements

Comprehensive compliance with FDA's 21 CFR Part 11 and GxP Computerised Systems' guidelines

FDA's 21 CFR Part 11: System Classification
Understanding Open Systems vs Closed Systems under regulatory guidance

Open System

An environment where system access is not controlled by persons who are responsible for the content of electronic records on the system.

Closed System

An environment where system access is controlled by persons responsible for the content of electronic records on the system.

Docufen Enables Closed System Operation

Docufen enables companies to operate as a Closed System. The web application provides pharmaceutical companies with their own tenant account, where complete control over user access and document management is maintained through Microsoft Entra ID for user authentication.

  • Multi-tenant architecture ensures data isolation between organizations
  • Document-centric access control ensures users only access documents explicitly shared with them
  • Built on Microsoft Azure's enterprise-grade infrastructure
Microsoft Azure Infrastructure
Built on industry-leading cloud platforms for maximum security and compliance

Azure Cosmos DB

For secure data storage with global distribution

Azure Blob Storage

For encrypted document storage

Microsoft Entra ID

For enterprise authentication

Subpart B—Electronic Records

§ 11.10 Controls for Closed Systems - Detailed Compliance Matrix

21 CFR Part 11.10 Compliance Requirements
Detailed breakdown of requirements and responsibilities

Subpart C—Electronic Signatures

Comprehensive electronic signature compliance

§ 11.50 Signature Manifestations

Docufen obtains Microsoft Entra ID information and displays:

  • Name, Surname, Job Title, Company
  • Email address and timestamp
  • Reason for signature and IP address
  • Signatures expand table cells, preventing overlay
§ 11.200 Electronic Signature Components

Two-factor authentication through Microsoft SSO:

  • User ID and password required
  • MFA support for enhanced security
  • Re-authentication for all signatures
  • 15-minute automatic logout for security
§ 11.300 Controls for Identification Codes/Passwords
Ensuring security and integrity of electronic signatures

System Implementation

  • Unique Microsoft Entra ID for each user
  • Password complexity enforcement
  • Account lockout after failed attempts
  • Periodic password expiration

Security Features

  • Digital Signature Register verification
  • ER/ES consent disclosure
  • Comprehensive audit trails
  • Two-level security controls
EU Annex 11 Alignment

Docufen's compliance features are designed to satisfy requirements under both 21 CFR Part 11 and EU Annex 11, making it ideal for organisations with global operations and ensuring consistent compliance across jurisdictions.

Microsoft Cloud Compliance
Enterprise-grade security leveraging Microsoft's robust cloud infrastructure
  • Azure Cosmos DB security and encryption features
  • Azure Blob Storage protections and redundancy
  • Microsoft Single Sign-On with multifactor authentication
  • End-to-end encryption for data in transit and at rest

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